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No-Load Mutual Fund Trades only $20.00
Below are our low CompassWeb Brokerage rates.
Stocks
Listed Options
No-Load Mutual Funds
Load Mutual Funds
IRA Account Fees
Reorganization Items
Fixed Income Redemptions
Accomodation Transfers
Miscellaneous Charges/Fees
| Stocks |
| Transaction Size |
Commission Rate |
| $0 - $2,499 |
$35 + 1.870% of principal |
| $2,500 - $5,999 |
$60 + 0.725% of principal |
| $6,000 - $19,999 |
$80 + 0.375% of principal |
| $20,000 - $49,999 |
$100 + 0.250% of principal |
| $50,000 - $499,999 |
$175 + 0.125% of principal |
| $500,000 + |
$275 + 0.100% of principal |
Dividend reinvestment is available for most U.S. stocks.
| Listed
Options |
| Transaction Size (in dollars) |
Commission Rate |
| $0 - $2,499 |
$45 + 1.950% of principal |
| $2,500 - $9,999 |
$75 + 0.950% of principal |
| $10,000+ |
$105 + 0.500% of principal |
Minimum charge
$45 + $2.50 per contract
Maximum charge
$50 per contract on the first two contracts, plus $5 per contract thereafter
No-Load Mutual Funds
$20.00 service charge per transaction.
Load Mutual Funds
Sales charge applicable per fund prospectus. Additional considerations such
as rights of accumulation, letters of intent or discount, group purchases,
or purchase at net asset value may apply. Please consult the fund prospectus
or your Personal Investment Officer for charges.
| IRA
Account Fees |
| Annual Maintenance Fee |
$35 |
| Termination Fee |
$75 |
| Reorganization
Items |
| Voluntary (security
in account) |
$25 |
| Mandatory (security
in account) |
$10 |
| Physical Delivery |
$25 |
| Merger Fee |
$10 |
| Fixed
Income Redemptions |
| Physical Delivery |
$50 |
| Accommodation
Transfers |
| Any |
$25 |
| Miscellaneous
Charges/Fees |
Register and Ship Security
to Customer (per issue) |
$25/issue |
| Inactive** (non-IRA accounts) |
$25 |
| Margin Extension Fee |
$20 |
| Legal Transfer Fee |
$45 |
| Foreign Security Clearance
(Eurobond) |
$50 |
| Foreign Security Clearance
(all others) |
$75 |
| Wired Funds |
$25 |
| Research Fee (1 hour minimum) |
$25/hour |
Limited Partnership/Private
Placement Review Fee |
$100 |
| Check Issuance Fee |
$10 |
| Returned Checks |
$20 |
| Stop Payments |
$15 |
| Copy of Statement(s) |
$2 per copy |
| Stock Dividend Reinvestment |
$1 per event |
Account Closure Fee
(non-IRA accounts) |
$25 |
| **Inactive
account charges apply to any account in which securities are held
for one calendar year without one commission-generating transaction
processed. All charges and fees are subject to change without notice. |
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